SEC Form 4 · accession 0001140361-15-043900
PROVIDENCE & WORCESTER RAILROAD CO/RI/ · PWX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Anderson
Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 8, 2015 · 2:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2015 | M | 170 | $14.90 | A | 1,670 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to Buy Employee Stock Option | $14.90 | Dec 7, 2015 | M | 170 | A | Jul 3, 2006 | Jan 3, 2016 | common | 170 | 0 | D |