SEC Form 4 · accession 0001140361-15-000054
PROVIDENCE & WORCESTER RAILROAD CO/RI/ · PWX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles D Rennick
Officer — Secretary
Period of report
Jan 2, 2015
Accepted (ET)
Jan 2, 2015 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock purchased through Employee Stock Purchase Plan | Dec 31, 2014 | M | 46 | $15.377 | A | 397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (Right to Buy) | $18.09 | Jan 2, 2015 | A | 163 | A | Jul 2, 2015 | Jan 3, 2025 | Common | 163 | 163 | D |