SEC Form 4 · accession 0001225208-18-010425
BARINGS PARTICIPATION INVESTORS · MPV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Eugene Joyal
Other
Period of report
Jun 7, 2018
Accepted (ET)
Jun 8, 2018 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial Interest ("Common Shares") | Jun 7, 2018 | S | 5,000 | $14.76 | D | 7,619 | I | By Spouse |
| Shares of Beneficial Interest ("Common Shares") | Jun 8, 2018 | S | 50 | $14.807 | D | 7,569 | I | By Spouse |
| Shares of Beneficial Interest ("Common Shares") | Jun 8, 2018 | S | 100 | $14.7944 | D | 7,469 | I | By Spouse |
| Shares of Beneficial Interest ("Common Shares") | Jun 8, 2018 | S | 200 | $14.7874 | D | 7,269 | I | By Spouse |
| Shares of Beneficial Interest ("Common Shares") | Jun 8, 2018 | S | 600 | $14.781 | D | 6,669 | I | By Spouse |
| Shares of Beneficial Interest ("Common Shares") | Jun 8, 2018 | S | 150 | $14.80 | D | 6,519 | I | By Spouse |
| Shares of Beneficial Interest ("Common Shares") | holding | — | — | — | 17,744 | D |
Table II — derivative securities
No Table II lines on this filing.