SEC Form 4 · accession 0001225208-18-010144
BARINGS PARTICIPATION INVESTORS · MPV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Eugene Joyal
Other
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 10:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial Interest ("Common Shares") | Jun 1, 2018 | S | 100 | $14.75 | D | 17,106 | I | By Spouse |
| Shares of Beneficial Interest ("Common Shares") | Jun 1, 2018 | S | 300 | $14.7301 | D | 16,806 | I | By Spouse |
| Shares of Beneficial Interest ("Common Shares") | Jun 1, 2018 | S | 4,187 | $14.73 | D | 12,619 | I | By Spouse |
| Shares of Beneficial Interest ("Common Shares") | holding | — | — | — | 17,744 | D |
Table II — derivative securities
No Table II lines on this filing.