SEC Form 4 · accession 0001225208-18-010015
BARINGS PARTICIPATION INVESTORS · MPV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Eugene Joyal
Other
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 12:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial Interest ("Common Shares")F1 | May 30, 2018 | S | 2,000 | $14.85 | D | 23,609 | I | By Spouse |
| Shares of Beneficial Interest ("Common Shares") | May 31, 2018 | S | 6,403 | $14.65 | D | 17,206 | I | By Spouse |
| Shares of Beneficial Interest ("Common Shares")F1 | holding | — | — | — | 17,744 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance includes shares acquired through dividend reinvestment plan not previously reported since the last filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.