SEC Form 4 · accession 0001225208-17-014487
BARINGS PARTICIPATION INVESTORS · MPV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Eugene Joyal
Other
Period of report
Aug 31, 2017
Accepted (ET)
Sep 1, 2017 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial Interest ("Common Shares")F1 | Aug 31, 2017 | S | 100 | $14.395 | D | 21,655 | D | |
| Shares of Beneficial Interest ("Common Shares")F1 | Aug 31, 2017 | S | 200 | $14.40 | D | 21,455 | D | |
| Shares of Beneficial Interest ("Common Shares")F1 | Aug 31, 2017 | S | 200 | $14.392 | D | 21,255 | D | |
| Shares of Beneficial Interest ("Common Shares")F1 | Aug 31, 2017 | S | 613 | $14.38 | D | 20,642 | D | |
| Shares of Beneficial Interest ("Common Shares")F1 | Aug 31, 2017 | S | 2,400 | $14.3901 | D | 18,242 | D | |
| Shares of Beneficial Interest ("Common Shares")F1 | Sep 1, 2017 | S | 1,410 | $14.36 | D | 16,832 | D | |
| Shares of Beneficial Interest ("Common Shares")F1 | holding | — | — | — | 24,693 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance includes shares acquired through dividend reinvestment plan not previously reported since the last filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.