SEC Form 4 · accession 0001225208-16-031437
BARINGS PARTICIPATION INVESTORS · MPV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Barrett
Other
Period of report
Apr 12, 2016
Accepted (ET)
Apr 14, 2016 · 2:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial Interest ("Common Shares") | Apr 12, 2016 | S | 100 | $14.32 | D | 55,885 | D | |
| Shares of Beneficial Interest ("Common Shares") | Apr 13, 2016 | S | 4,392 | $14.32 | D | 51,493 | D | |
| Shares of Beneficial Interest ("Common Shares") | Apr 13, 2016 | S | 5,000 | $14.36 | D | 46,493 | D | |
| Shares of Beneficial Interest ("Common Shares")F1 | Apr 13, 2016 | S | 2,011 | $14.40 | D | 1,195 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of shares owned indirectly by his spouse reported herein.