SEC Form 4 · accession 0001225208-16-030384
BARINGS PARTICIPATION INVESTORS · MPV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Barrett
Other
Period of report
Mar 24, 2016
Accepted (ET)
Mar 28, 2016 · 8:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial Interest ("Common Shares")F1 | Mar 24, 2016 | S | 2,800 | $14.20 | D | 14,473 | I | By Spouse |
| Shares of Beneficial Interest ("Common Shares")F1 | Mar 28, 2016 | S | 961 | $14.20 | D | 13,512 | I | By Spouse |
| Shares of Beneficial Interest ("Common Shares") | holding | — | — | — | 55,985 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of shares owned indirectly by his spouse reported herein.