SEC Form 4 · accession 0001561742-16-000016
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian N Carter
Officer — SVP and Corporate Controller
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 21, 2016 | F | 215 | $41.25 | D | 10,956 | D | |
| COMMON STOCKF2 | Nov 22, 2016 | A | 471 | $0.00 | A | 11,427 | D | |
| COMMON STOCKF3 | Nov 22, 2016 | F | 621 | $42.80 | D | 10,806 | D | |
| COMMON STOCKF4 | Nov 22, 2016 | F | 167 | $42.80 | D | 10,639 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1215 of the shares underlying RSUs which vested on 11/21/2015 were withheld to pay the related tax liability.
- F2In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 471 addtional shares were issued to the reporting person.
- F3621 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.
- F4167 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.