SEC Form 4 · accession 0001561742-16-000010
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian N Carter
Officer — SVP and Corporate Controller
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 14, 2016 | M | 5,000 | $21.86 | A | 14,148 | D | |
| COMMON STOCKF2 | Nov 14, 2016 | S | 5,000 | $40.729 | D | 9,148 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F1 | $21.86 | Nov 14, 2016 | M | 5,000 | D | Aug 1, 2015 | Aug 1, 2019 | COMMON STOCK | 5,000 | 0 | D |
Explanation of responses
- F1The option was fully exercisable on August 1, 2015.
- F2All shares were sold at an exact price.