SEC Form 4 · accession 0001561742-15-000002
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian N Carter
Officer — SVP and Corporate Controller
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 12:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 11, 2015 | M | 250 | $0.00 | A | 9,936 | D | |
| COMMON STOCKF2 | Nov 11, 2015 | F | 94 | $26.50 | D | 9,842 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | $0.00 | Nov 11, 2015 | M | 250 | D | Nov 11, 2015 | Nov 11, 2015 | COMMON STOCK | 250 | 0 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted stock units into common stock.
- F2On November 11, 2015, 250 restricted stock units (RSUs) awarded in November 2011 became vested. Of the vested RSUs, 94 underlying shares were withheld to pay the related tax liability.