SEC Form 4 · accession 0001476561-15-000006
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Pagenkopf
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Oct 12, 2015
Accepted (ET)
Oct 13, 2015 · 7:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Oct 12, 2015 | M | 8,000 | $23.68 | A | 72,543 | D | |
| COMMON STOCK | Oct 12, 2015 | M | 8,000 | $16.98 | A | 80,543 | D | |
| COMMON STOCKF4 | Oct 12, 2015 | S | 16,000 | $27.00 | D | 64,543 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF1,F2 | $0.00 | Oct 12, 2015 | M | 8,000 | D | Nov 16, 2011 | Nov 16, 2015 | COMMON STOCK | 8,000 | 0 | D |
| STOCK OPTIONF3 | $0.00 | Oct 12, 2015 | M | 8,000 | D | Nov 14, 2012 | Nov 14, 2016 | COMMON STOCK | 8,000 | 0 | D |
Explanation of responses
- F1The option became fully vested on November 16, 2011.
- F2The option expires in the current year.
- F3The option became fully vested on November 14, 2012.
- F4Shares were sold pursuant to a 10b5-1 plan. All shares were sold at the exact price listed.