SEC Form 4 · accession 0001450067-17-000002
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie L Shoemaker
Officer — Executive Vice President
Period of report
May 10, 2017
Accepted (ET)
May 10, 2017 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | May 10, 2017 | M | 16,750 | $25.55 | A | 65,006 | D | |
| COMMON STOCKF4 | May 10, 2017 | S | 16,750 | $46.0382 | D | 48,256 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | $25.55 | May 10, 2017 | D | 16,750 | D | Nov 13, 2013 | Nov 13, 2017 | COMMON STOCK | 16,750 | 0 | D |
Explanation of responses
- F1The option was fully exercisable on November 13, 2013.
- F2The option expires in the current year.
- F3In addition to the 16,750 shares acquired in the option exercise, the reporting person acquired 192 shares of common stock pursuant to the company's Employee Stock Purchase Plan (ESPP) on December 15, 2016.
- F4$46.0382 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.70 to $46.40.