SEC Form 4 · accession 0001450067-16-000010
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie L Shoemaker
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 21, 2016 | F | 279 | $41.25 | D | 48,474 | D | |
| COMMON STOCKF2 | Nov 22, 2016 | A | 612 | $0.00 | A | 49,086 | D | |
| COMMON STOCKF3 | Nov 22, 2016 | F | 806 | $42.80 | D | 48,280 | D | |
| COMMON STOCKF4 | Nov 22, 2016 | F | 216 | $42.80 | D | 48,064 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1279 of the shares underlying RSUs which vested on 11/21/2016 were withheld to pay the related tax liability.
- F2In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 612 addtional shares were issued to the reporting person.
- F3806 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.
- F4216 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.