SEC Form 4 · accession 0001450067-16-000009
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie L Shoemaker
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Nov 18, 2016 | A | 3,451 | $0.00 | A | 49,189 | D | |
| COMMON STOCKF3 | Nov 20, 2016 | F | 436 | $40.80 | D | 48,753 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F1 | $40.80 | Nov 18, 2016 | A | 11,427 | A | Nov 18, 2017 | Nov 18, 2026 | COMMON STOCK | 11,427 | 11,427 | D |
Explanation of responses
- F1The option becomes exercisable as to 25% of the shares on each anniversary of the grant date.
- F23,451 restricted stock units (RSUs) were awarded to the reporting person on November 18, 2016. The RSUs become vested as to 25% of the shares on each anniversary of the grant date.
- F3436 of the shares underlying RSUs which vested on 11/20/2016 were withheld to pay the related tax liability.