SEC Form 4 · accession 0001450067-16-000007
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie L Shoemaker
Officer — EVP
Period of report
Aug 8, 2016
Accepted (ET)
Aug 9, 2016 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | Aug 8, 2016 | M | 16,750 | $16.98 | A | 62,176 | D | |
| COMMON STOCKF4 | Aug 8, 2016 | S | 16,750 | $33.42 | D | 45,426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F1,F2 | $16.98 | Aug 8, 2016 | M | 16,750 | D | Nov 14, 2012 | Nov 14, 2016 | COMMON STOCK | 16,750 | 0 | D |
Explanation of responses
- F1The option became fully vested on November 14, 2012.
- F2The option expires in the current year.
- F3The reporting person acquired 221 shares through the company's employee stock purchase plan (ESPP) on December 15, 2015.
- F4$33.42 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.40 to $33.44.