SEC Form 4 · accession 0001450067-15-000004
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie L Shoemaker
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 13, 2015 | M | 5,000 | $23.68 | A | 47,279 | D | |
| COMMON STOCKF3 | Nov 13, 2015 | S | 5,000 | $25.5671 | D | 42,279 | D | |
| COMMON STOCKF4 | Nov 16, 2015 | M | 500 | $0.00 | A | 42,779 | D | |
| COMMON STOCKF5 | Nov 16, 2015 | F | 188 | $26.85 | D | 42,591 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F1,F2 | $0.00 | Nov 13, 2015 | M | 5,000 | D | Nov 16, 2011 | Nov 16, 2015 | COMMON STOCK | 5,000 | 0 | D |
| RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | $0.00 | Nov 16, 2015 | M | 500 | D | Nov 16, 2015 | Nov 16, 2015 | COMMON STOCK | 500 | 500 | D |
Explanation of responses
- F1The option was fully vested as of November 16, 2011.
- F2The option expires in the current year.
- F3Shares were sold pursuant to a 10b5-1 plan. $25.567120 was the weighted average selling price of the securities, which were sold in a price range of $25.38 -25.695 per share.
- F4On November 16, 2015, 500 restricted stock units (RSUs) awarded on November 16, 2012 became vested.
- F5188 of the shares underlying the vested RSUs were withheld to pay the related tax liability.