SEC Form 4 · accession 0001450055-17-000002
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Chu
Officer — EXECUTIVE VICE PRESIDENT
Period of report
May 4, 2017
Accepted (ET)
May 5, 2017 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | May 4, 2017 | M | 32,951 | $23.48 | D | 70,055 | D | |
| COMMON STOCKF3 | May 4, 2017 | S | 32,951 | $46.0035 | D | 37,104 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F1 | $23.48 | May 4, 2017 | M | 32,951 | D | Nov 12, 2014 | Nov 12, 2018 | COMMON STOCK | 32,951 | 0 | D |
Explanation of responses
- F1The option was fully exercisable on November 12, 2014.
- F2In addition to the 32,951shares acquired in the option exercise, the reporting person acquired 192 shares of common stock pursuant to the company's Employee Stock Purchase Plan (ESPP) on December 15, 2016.
- F3$46.0035 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.005 pursuant to a 10b5-1 automatic trading plan.