SEC Form 4 · accession 0001450055-16-000012
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Chu
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 21, 2016 | F | 400 | $41.25 | D | 37,362 | D | |
| COMMON STOCKF2 | Nov 22, 2016 | A | 1,013 | $0.00 | A | 38,375 | D | |
| COMMON STOCKF3 | Nov 22, 2016 | F | 1,154 | $42.80 | D | 37,221 | D | |
| COMMON STOCKF4 | Nov 22, 2016 | F | 309 | $42.80 | D | 36,912 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1400 of the shares underlying RSUs which vested on 11/21/2016 were withheld to pay the related tax liability.
- F2In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 1,013 addtional shares were issued to the reporting person.
- F31,154 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.
- F4309 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.