SEC Form 4 · accession 0001450055-16-000010
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Chu
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Nov 16, 2016
Accepted (ET)
Nov 17, 2016 · 9:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Nov 16, 2016 | M | 1,043 | $0.00 | A | 35,084 | D | |
| COMMON STOCKF3 | Nov 16, 2016 | F | 339 | $41.65 | D | 34,745 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF1 | $0.00 | Nov 16, 2016 | M | 1,043 | D | Nov 16, 2016 | Nov 16, 2016 | COMMON STOCK | 1,043 | 0 | D |
Explanation of responses
- F1On November 16, 2016, 1,043 restricted stock units (RSUs) awarded in November 2012 vested. The shares of common stock into which such vested RSUs converted are reported in Table I of this Form 4.
- F2Represents the conversion upon vesting of restricted stock units into common stock.
- F3On November 16, 2016, 1,043 restricted stock units (RSUs) awarded in November 2012 vested. Of the vested RSUs, 339 underlying shares were withheld to pay the related tax liability.