SEC Form 4 · accession 0001450055-16-000009
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Chu
Officer — EVP, RESOURCE MGMT. & ENERGY
Period of report
Jul 21, 2016
Accepted (ET)
Jul 22, 2016 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Jul 21, 2016 | M | 29,413 | $25.55 | A | 63,454 | D | |
| COMMON STOCKF3 | Jul 21, 2016 | S | 29,413 | $32.00 | D | 34,041 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F1 | $25.55 | Jul 21, 2016 | M | 29,413 | D | Nov 13, 2013 | Nov 13, 2017 | COMMON STOCK | 29,413 | 0 | D |
Explanation of responses
- F1The option became fully vested on November 13, 2013.
- F2The reporting person acquired 221 shares through the company's employee stock purchase plan (ESPP) on December 15, 2015.
- F3All shares sold at an exact price pursuant to a 10b5-1 plan.