SEC Form 4 · accession 0001346227-16-000011
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Brownlie
Officer — SVP
Period of report
Mar 2, 2016
Accepted (ET)
Mar 3, 2016 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 2, 2016 | M | 15,794 | $16.98 | A | 84,904 | D | |
| COMMON STOCKF3 | Mar 2, 2016 | S | 15,794 | $28.0004 | D | 69,110 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F1,F2 | $16.98 | Mar 2, 2016 | M | 15,794 | D | Nov 14, 2012 | Nov 14, 2016 | COMMON STOCK | 15,794 | 0 | D |
Explanation of responses
- F1The option became fully vested on November 14, 2012.
- F2The option expires in the current year.
- F3Shares were sold pursuant to a 10b5-1 plan. $28.0004 is a weighted average price. These shares were sold in multiple lots at prices ranging from $28.00 to $28.005.