SEC Form 4 · accession 0001346227-16-000009
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Brownlie
Officer — SVP
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | Mar 1, 2016 | M | 6,856 | $16.98 | A | 75,966 | D | |
| COMMON STOCKF4 | Mar 1, 2016 | S | 6,856 | $28.00 | D | 69,110 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F1,F2 | $16.98 | Mar 1, 2016 | M | 6,856 | D | Nov 14, 2012 | Nov 14, 2016 | COMMON STOCK | 6,856 | 15,794 | D |
Explanation of responses
- F1The option became fully vested on November 14, 2012.
- F2The option expires in the current year.
- F3The reporting person acquired 221 shares through the company's employee stock purchase plan (ESPP) on December 15, 2015.
- F4Shares were sold pursuant to a 10b5-1 plan. All shares were sold at the exact price listed.