SEC Form 4 · accession 0001270606-15-000004
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Bieber
Officer — SENIOR VICE PRESIDENT
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 1:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 25, 2015 | M | 16,750 | $16.98 | A | 27,546 | D | |
| COMMON STOCK | Feb 25, 2015 | M | 16,750 | $23.68 | A | 44,296 | D | |
| COMMON STOCK | Feb 25, 2015 | M | 11,397 | $23.48 | A | 55,693 | D | |
| COMMON STOCKF1 | Feb 25, 2015 | S | 44,897 | $25.2005 | D | 10,796 | D | |
| COMMON STOCK | Feb 26, 2015 | M | 5,353 | $23.48 | A | 16,149 | D | |
| COMMON STOCK | Feb 26, 2015 | M | 12,563 | $22.53 | A | 28,712 | D | |
| COMMON STOCK | Feb 26, 2015 | M | 5,000 | $24.26 | A | 33,712 | D | |
| COMMON STOCKF2 | Feb 26, 2015 | S | 22,916 | $25.2218 | D | 10,796 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F3 | $16.98 | Feb 25, 2015 | M | 16,750 | D | Nov 14, 2009 | Nov 14, 2016 | COMMON STOCK | 16,750 | 0 | D |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F4 | $23.68 | Feb 25, 2015 | M | 16,750 | D | Nov 16, 2008 | Nov 16, 2015 | COMMON STOCK | 16,750 | 0 | D |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F5 | $23.48 | Feb 25, 2015 | M | 11,397 | D | Nov 12, 2011 | Nov 12, 2018 | COMMON STOCK | 11,397 | 5,353 | D |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F5 | $23.48 | Feb 26, 2015 | M | 5,353 | D | Nov 12, 2011 | Nov 12, 2018 | COMMON STOCK | 5,353 | 0 | D |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F6 | $22.53 | Feb 26, 2015 | M | 12,563 | D | Nov 11, 2012 | Nov 11, 2019 | COMMON STOCK | 12,563 | 0 | D |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F7 | $24.26 | Feb 26, 2015 | M | 5,000 | D | Nov 16, 2013 | Nov 16, 2020 | COMMON STOCK | 5,000 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.20-$25.21, inclusive.
- F2The price reported in the column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.20-$25.2725, inclusive.
- F3The option was fully vested as of November 14, 2012.
- F4The option was fully vested as of November 16, 2011.
- F5The option was fully vested as of November 12, 2014.
- F6A total of 12,563 shares from the option dated November 11, 2011 were vested as of November 11, 2014.
- F7A total of 5,000 shares from the option dated November 16, 2012 were vested as of November 16, 2014.