SEC Form 4 · accession 0001207854-17-000007
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan L Batrack
Officer — CHAIRMAN AND CEO · Director
Period of report
May 4, 2017
Accepted (ET)
May 5, 2017 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 4, 2017 | M | 150,000 | $22.53 | A | 363,011 | D | |
| COMMON STOCKF2 | May 4, 2017 | S | 150,000 | $46.0035 | D | 213,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F1 | $22.53 | May 4, 2017 | M | 150,000 | D | Nov 11, 2015 | Nov 11, 2019 | COMMON STOCK | 150,000 | 0 | D |
Explanation of responses
- F1Option became fully exercisable on November 11, 2015.
- F2$46.0035 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.005 pursuant to a 10b5-1 automatic trading plan.