SEC Form 4 · accession 0001207854-17-000005
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan L Batrack
Officer — CHAIRMAN AND CEO · Director
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 1, 2017 | M | 1,117 | $23.48 | A | 214,128 | D | |
| COMMON STOCKF2 | May 1, 2017 | S | 1,117 | $45.00 | D | 213,011 | D | |
| COMMON STOCK | May 2, 2017 | M | 98,883 | $23.48 | A | 311,894 | D | |
| COMMON STOCKF3 | May 2, 2017 | S | 98,883 | $45.0052 | D | 213,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F1 | $23.48 | May 1, 2017 | M | 1,117 | D | Nov 12, 2014 | Nov 12, 2018 | COMMON STOCK | 1,117 | 98,883 | D |
| STOCK OPTION (RIGHT TO BUY)F1 | $23.48 | May 2, 2017 | M | 98,883 | D | Nov 12, 2014 | Nov 12, 2018 | COMMON STOCK | 98,883 | 0 | D |
Explanation of responses
- F1Option became fully exercisable on November 12, 2014.
- F2All shares were sold at an exact price pursuant to a 10b5-1 automatic trading plan.
- F3$45.0052 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.05 pursuant to a 10b5-1 automatic trading plan.