SEC Form 4 · accession 0001207854-17-000003
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan L Batrack
Officer — CHAIRMAN AND CEO · Director
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | Jan 25, 2017 | M | 70,000 | $25.55 | A | 283,011 | D | |
| COMMON STOCKF4 | Jan 25, 2017 | S | 70,000 | $44.00 | D | 213,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F1,F2 | $25.55 | Jan 25, 2017 | M | 70,000 | D | Nov 13, 2013 | Nov 13, 2017 | COMMON STOCK | 70,000 | 0 | D |
Explanation of responses
- F1Option became fully exercisable on November 13, 2013.
- F2Option expires in current calendar year.
- F3In addition to the 70,000 shares acquired in the option exercise, the reporting person acquired 192 shares of common stock pursuant to the company's Employee Stock Purchase Plan (ESPP) on December 15, 2016.
- F4All shares were sold at an exact price pursuant to a 10b5-1 automatic trading plan.