SEC Form 4 · accession 0001207854-16-000016
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan L Batrack
Officer — CHAIRMAN AND CEO · Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 21, 2016 | F | 3,754 | $41.25 | D | 219,516 | D | |
| COMMON STOCKF2 | Nov 22, 2016 | A | 5,090 | $0.00 | A | 224,606 | D | |
| COMMON STOCKF3 | Nov 22, 2016 | F | 9,296 | $42.80 | D | 215,310 | D | |
| COMMON STOCKF4 | Nov 22, 2016 | F | 2,491 | $42.80 | D | 212,819 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F13,754 of the shares underlying RSUs which vested on 11/21/2016 were withheld to pay the related tax liability.
- F2In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 5,090 addtional shares were issued to the reporting person.
- F39,296 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.
- F42,491 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.