SEC Form 4 · accession 0001207854-16-000012
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan L Batrack
Officer — CHAIRMAN AND CEO · Director
Period of report
Jun 9, 2016
Accepted (ET)
Jun 13, 2016 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | Jun 9, 2016 | M | 43,239 | $16.98 | A | 245,390 | D | |
| COMMON STOCKF4 | Jun 9, 2016 | S | 43,239 | $30.9366 | D | 202,151 | D | |
| COMMON STOCK | Jun 10, 2016 | M | 4,361 | $16.98 | A | 206,512 | D | |
| COMMON STOCKF5 | Jun 10, 2016 | S | 4,361 | $30.6108 | D | 202,151 | D | |
| COMMON STOCK | Jun 10, 2016 | M | 2,400 | $16.98 | A | 204,551 | D | |
| COMMON STOCKF6 | Jun 10, 2016 | S | 2,400 | $30.4227 | D | 202,151 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F1,F2 | $16.98 | Jun 9, 2016 | M | 43,239 | D | Nov 14, 2012 | Nov 14, 2016 | COMMON STOCK | 43,239 | 6,761 | D |
| STOCK OPTION (RIGHT TO BUY)F1,F2 | $16.98 | Jun 10, 2016 | M | 6,761 | D | Nov 14, 2012 | Nov 14, 2016 | COMMON STOCK | 6,761 | 0 | D |
Explanation of responses
- F1Option became fully exercisable on November 14, 2012.
- F2Option expires in current calendar year.
- F3In addition to the 43,239 shares acquired in the option exercise, the reporting person acquired 221 shares of common stock pursuant to the company's Employee Stock Purchase Plan (ESPP) on December 15, 2015.
- F4$30.9366 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.90 to $30.9875.
- F5$30.6108 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.55 to $30.71.
- F6$30.4227 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.42 to $30.44.