SEC Form 4 · accession 0001194005-17-000004
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert E Smith
Director
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jan 25, 2017 | M | 8,000 | $22.81 | A | 43,877 | D | |
| COMMON STOCKF2 | Jan 25, 2017 | S | 8,000 | $44.00 | D | 35,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F1 | $22.81 | Jan 25, 2017 | M | 8,000 | D | Mar 1, 2012 | Mar 1, 2021 | COMMON STOCK | 8,000 | 0 | D |
Explanation of responses
- F1The option was fully exercisable on March 1, 2012.
- F2All shares were sold at an exact price pursuant to a 10b5-1 automatic trading plan.