SEC Form 4 · accession 0001194005-17-000002
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert E Smith
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jan 3, 2017 | M | 8,000 | $25.27 | A | 43,877 | D | |
| COMMON STOCK | Jan 3, 2017 | M | 8,000 | $22.40 | A | 51,877 | D | |
| COMMON STOCKF1 | Jan 3, 2017 | S | 8,000 | $42.7783 | D | 43,877 | D | |
| COMMON STOCKF2 | Jan 3, 2017 | S | 8,000 | $42.7759 | D | 35,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $25.27 | Jan 3, 2017 | M | 8,000 | D | Feb 28, 2013 | Mar 1, 2020 | COMMON STOCK | 8,000 | 0 | D |
| STOCK OPTION (RIGHT TO BUY) | $22.40 | Jan 3, 2017 | M | 8,000 | D | Mar 1, 2010 | Mar 1, 2019 | COMMON STOCK | 8,000 | 0 | D |
Explanation of responses
- F1$42.7783 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.35 - $43.45.
- F2$42.7759 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.35 to $43.40.