SEC Form 4 · accession 0001194005-16-000012
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert E Smith
Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Nov 18, 2016 | A | 900 | $0.00 | A | 35,637 | D | |
| COMMON STOCKF3 | Nov 22, 2016 | A | 240 | $0.00 | A | 35,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF1 | $40.80 | Nov 18, 2016 | A | 4,200 | A | Nov 20, 2017 | Nov 20, 2026 | COMMON STOCK | 4,200 | 4,200 | D |
Explanation of responses
- F1The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.
- F2900 restricted stock units (RSUs) were awarded to the reporting person on November 18, 2016. The RSUs will become vested as to 100% of the shares on the anniversary of the grant date.
- F3In accordance with our compensation policy for Directors, 140% of the applicable restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 240 additional shares were issued to the reporting person.