SEC Form 4 · accession 0001187157-16-000014
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Lemmon
Officer — Senior Vice President
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 21, 2016 | F | 290 | $41.25 | D | 28,695 | D | |
| COMMON STOCKF2 | Nov 22, 2016 | A | 635 | $0.00 | A | 29,330 | D | |
| COMMON STOCKF3 | Nov 22, 2016 | F | 836 | $42.80 | D | 28,494 | D | |
| COMMON STOCKF4 | Nov 22, 2016 | F | 224 | $42.80 | D | 28,270 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1290 of the shares underlying RSUs which vested on 11/21/2016 were withheld to pay the related tax liability.
- F2In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 635 addtional shares were issued to the reporting person.
- F3836 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.
- F4224 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.