SEC Form 4 · accession 0001187157-16-000011
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Lemmon
Officer — SVP, CORPORATE ADMINISTRATION
Period of report
Jul 21, 2016
Accepted (ET)
Jul 22, 2016 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 21, 2016 | M | 4,000 | $16.98 | A | 30,833 | D | |
| COMMON STOCKF3 | Jul 21, 2016 | S | 4,000 | $32.00 | D | 26,833 | D | |
| COMMON STOCK | Jul 22, 2016 | M | 4,750 | $16.98 | A | 31,583 | D | |
| COMMON STOCKF3 | Jul 22, 2016 | S | 4,750 | $32.50 | D | 26,833 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F1,F2 | $16.98 | Jul 21, 2016 | M | 4,000 | D | Nov 14, 2012 | Nov 14, 2016 | COMMON STOCK | 4,000 | 4,750 | D |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F1,F2 | $16.98 | Jul 22, 2016 | M | 4,750 | D | Nov 14, 2012 | Nov 14, 2016 | COMMON STOCK | 4,750 | 0 | D |
Explanation of responses
- F1The option became fully vested on November 14, 2012.
- F2The option expires in the current year.
- F3Shares were sold at an exact price, pursuant to a 10b5-1 plan.