SEC Form 4 · accession 0001187157-16-000009
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Lemmon
Officer — SVP
Period of report
Jun 23, 2016
Accepted (ET)
Jun 24, 2016 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | Jun 23, 2016 | M | 8,000 | $16.98 | A | 34,833 | D | |
| COMMON STOCKF4 | Jun 23, 2016 | S | 4,000 | $31.00 | D | 30,833 | D | |
| COMMON STOCKF5 | Jun 23, 2016 | S | 4,000 | $31.50 | D | 26,833 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F1,F2 | $16.98 | Jun 23, 2016 | M | 8,000 | D | Nov 14, 2012 | Nov 14, 2016 | COMMON STOCK | 8,000 | 8,750 | D |
Explanation of responses
- F1The option became fully vested on November 14, 2012.
- F2The option expires in the current year.
- F3The reporting person acquired 221 shares through the company's employee stock purchase plan (ESPP) on December 15, 2015.
- F4Shares were sold at an exact price, pursuant to a 10b5-1 plan.
- F5Shares were sold at an exact price, pursuant to a 10b5-1 plan.