SEC Form 4 · accession 0000831641-18-000183
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan L Batrack
Officer — CHAIRMAN, CEO & PRESIDENT · Director
Period of report
Nov 20, 2018
Accepted (ET)
Nov 21, 2018 · 8:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Nov 20, 2018 | F | 2,199 | $63.44 | D | 268,638 | D | |
| COMMON STOCKF3 | Nov 20, 2018 | F | 172 | $63.44 | D | 268,466 | D | |
| COMMON STOCKF4 | Nov 21, 2018 | F | 3,883 | $62.68 | D | 264,583 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the shares underlying performance share units (PSUs) which vested on 11/20/2018 and were withheld to satisfy the related FICA obligations.
- F2The PSUs vested on 11/20/2018 are subject to the Reporting Person's deferral into the Issuer's Deferred Compensation Plan, and will be settled in shares of the Issuer's common stock according to the Reporting Person's election distribution schedule.
- F3Represents the shares underlying restricted stock units (RSUs) which vested on 11/20/2018 and were withheld to satisfy the related FICA obligations.
- F4Represents the shares underlying RSUs which vested on 11/21/2018 and were withheld to pay the related tax liability.