SEC Form 4 · accession 0000831641-18-000038
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie L Shoemaker
Officer — EVP, WEI GROUP PRESIDENT
Period of report
Mar 14, 2018
Accepted (ET)
Mar 15, 2018 · 8:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 14, 2018 | M | 16,750 | $23.48 | A | 74,273 | D | |
| COMMON STOCKF2 | Mar 14, 2018 | S | 16,750 | $51.3194 | D | 57,523 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F3,F4 | $23.48 | Mar 14, 2018 | M | 16,750 | D | Nov 12, 2014 | Nov 12, 2018 | COMMON STOCK | 16,750 | 0 | D |
Explanation of responses
- F1The amount of securities beneficially owned has also been updated to reflect the acquisition of 123 shares of common stock pursuant to the Tetra Tech, Inc. Employee Stock Purchase Plan (ESPP) on December 15, 2017.
- F2$51.3194 is an average price. Shares were sold at prices ranging from $50.90 to $51.75 per share.
- F3The option was fully exercisable on November 12, 2014.
- F4The option expires in the current year.