SEC Form 4 · accession 0000831641-18-000036
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan L Batrack
Officer — CHAIRMAN AND CEO · Director
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 8:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 13, 2018 | M | 59,774 | $24.26 | A | 335,574 | D | |
| COMMON STOCKF2 | Mar 13, 2018 | S | 59,774 | $51.668 | D | 275,800 | D | |
| COMMON STOCK | Mar 14, 2018 | M | 8,496 | $24.26 | A | 284,296 | D | |
| COMMON STOCKF3 | Mar 14, 2018 | S | 8,496 | $51.2698 | D | 275,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F4 | $24.26 | Mar 13, 2018 | M | 59,774 | D | Nov 16, 2016 | Nov 16, 2020 | COMMON STOCK | 59,774 | 8,496 | D |
| STOCK OPTION (RIGHT TO BUY)F4 | $24.26 | Mar 14, 2018 | M | 8,496 | D | Nov 16, 2016 | Nov 16, 2020 | COMMON STOCK | 8,496 | 0 | D |
Explanation of responses
- F1The amount of securities beneficially owned has also been updated to reflect the acquisition of 123 shares of common stock pursuant to the Tetra Tech, Inc. Employee Stock Purchase Plan (ESPP) on December 15, 2017.
- F2$51.6680 is an average price. Shares were sold at prices ranging from $51.60 to $52.20 per share.
- F3$51.2698 is an average price. Shares were sold at prices ranging from $51.05 to $51.70 per share.
- F4The option was fully exercisable on November 16, 2016.