SEC Form 4 · accession 0000831641-18-000023
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kenneth Thompson
Director
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 21, 2018 | M | 8,000 | $22.40 | A | 26,296 | D | |
| COMMON STOCKF1 | Feb 21, 2018 | S | 8,000 | $50.0087 | D | 18,296 | D | |
| COMMON STOCKF2,F3 | Feb 23, 2018 | G | 500 | $0.00 | D | 17,796 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F4 | $22.40 | Feb 21, 2018 | M | 8,000 | D | Mar 1, 2010 | Mar 1, 2019 | COMMON STOCK | 8,000 | 0 | D |
Explanation of responses
- F1$50.0087 is an average price. Shares were sold at prices ranging from $50.0050 to $50.0500 per share.
- F2The reporting person donated 500 shares of common stock on February 23, 2018.
- F3Bona fide gift. No compensation was given to the donor for the gifting of shares.
- F4The option became exercisable as to 100% of the shares on the anniversary of its grant date.