SEC Form 4 · accession 0000831641-17-000144
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan L Batrack
Officer — CHAIRMAN AND CEO · Director
Period of report
Dec 6, 2017
Accepted (ET)
Dec 7, 2017 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 6, 2017 | M | 10,856 | $24.26 | A | 286,533 | D | |
| COMMON STOCKF1 | Dec 6, 2017 | S | 10,856 | $48.7644 | D | 275,677 | D | |
| COMMON STOCK | Dec 7, 2017 | M | 12,341 | $24.26 | A | 288,018 | D | |
| COMMON STOCKF2 | Dec 7, 2017 | S | 12,341 | $48.7483 | D | 275,677 | D | |
| COMMON STOCK | Dec 7, 2017 | M | 8,968 | $28.58 | A | 284,645 | D | |
| COMMON STOCKF3 | Dec 6, 2017 | S | 8,968 | $48.5586 | D | 275,677 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F4 | $24.26 | Dec 6, 2017 | M | 10,856 | D | Nov 16, 2016 | Nov 16, 2020 | COMMON STOCK | 10,856 | 91,644 | D |
| STOCK OPTION (RIGHT TO BUY)F4 | $24.26 | Dec 7, 2017 | M | 12,341 | D | Nov 16, 2016 | Nov 16, 2020 | COMMON STOCK | 12,341 | 79,303 | D |
| STOCK OPTION (RIGHT TO BUY)F5 | $28.58 | Dec 7, 2017 | M | 8,968 | D | Nov 22, 2017 | Nov 22, 2021 | COMMON STOCK | 8,968 | 107,286 | D |
Explanation of responses
- F1$48.7644 is an average price. Shares were sold at prices ranging from $48.75to $48.85 per share.
- F2$48.7483 is an average price. Shares were sold at prices ranging from $48.65 to $48.85 per share.
- F3$48.5586 is an average price. Shares were sold at prices ranging from $48.50 to $48.65 per share.
- F4The option was fully exercisable on November 16, 2016.
- F5The option was fully exercisable on November 22, 2017.