SEC Form 4 · accession 0000831641-17-000048
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan L Batrack
Officer — CHAIRMAN AND CEO · Director
Period of report
Nov 17, 2017
Accepted (ET)
Nov 21, 2017 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 17, 2017 | A | 17,857 | $0.00 | A | 230,868 | D | |
| COMMON STOCKF2 | Nov 18, 2017 | F | 2,467 | $47.95 | D | 228,401 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F3 | $47.95 | Nov 17, 2017 | A | 57,950 | A | Nov 17, 2018 | Nov 17, 2027 | COMMON STOCK | 57,950 | 57,950 | D |
Explanation of responses
- F117,857 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.
- F22,467 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.
- F3The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.