SEC Form 4 · accession 0001275848-18-000007
LKA GOLD Inc /DE/ · LKAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kye A. Abraham
Officer — President · Director · 10% Owner
Period of report
Mar 14, 2018
Accepted (ET)
May 21, 2018 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831355
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2018 | A | 1,750,000 | $0.00 | A | 4,674,302 | D | |
| Common StockF2 | Mar 30, 2018 | J | 405,157 | $0.20 | A | 5,079,459 | D | |
| Common StockF3 | Mar 31, 2018 | J | 806,250 | $0.20 | A | 5,885,709 | D | |
| Common StockF4 | Mar 30, 2018 | J | 68,789 | $0.20 | A | 5,954,498 | I | Caldera Partners L.P. |
| Common StockF5 | Mar 31, 2018 | J | 268,750 | $0.20 | A | 6,223,248 | I | Caldera Partners L.P. |
| Common StockF6 | Mar 30, 2018 | J | 127,952 | $0.20 | A | 6,351,200 | I | Abraham & Co. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired pursuant to "Incentive Compensation Plan" dated 4/10/13
- F2Acquired in exchange for back salary of $81,031.35
- F3Conversion of debentures
- F4Exchanged for cash advances
- F5Caldera conversion of debentures
- F6Delinquent office expenses & reimbursements