SEC Form 4 · accession 0001275848-18-000002
LKA GOLD Inc /DE/ · LKAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kye A. Abraham
Officer — CEO · Director · 10% Owner
Period of report
Dec 23, 2016
Accepted (ET)
Mar 13, 2018 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831355
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2016 | S | 760 | $0.52 | D | 150,568 | I | Abraham & Co. |
| Common Stock | Jan 23, 2017 | S | 530 | $0.48 | D | 150,038 | I | Abraham & Co. |
| Common Stock | Jan 24, 2017 | S | 2,040 | $0.48 | D | 147,998 | I | Abraham & Co. |
| Common Stock | Feb 3, 2017 | S | 6,670 | $0.50 | D | 141,328 | I | Abraham & Co. |
| Common Stock | Feb 8, 2017 | S | 1,089 | $0.50 | D | 140,239 | I | Abraham & Co. |
| Common Stock | Feb 9, 2017 | S | 3,911 | $0.50 | D | 136,328 | I | Abraham & Co. |
| Common Stock | Feb 10, 2017 | S | 35,602 | $0.53 | D | 100,726 | I | Abraham & Co. |
| Common Stock | Feb 14, 2017 | S | 870 | $0.51 | D | 99,856 | I | Abraham & Co. |
| Common Stock | Feb 15, 2017 | S | 6,456 | $0.55 | D | 93,400 | I | Abraham & Co. |
| Common Stock | Feb 16, 2017 | S | 3,500 | $0.55 | D | 89,900 | I | Abraham & Co. |
| Common Stock | Feb 21, 2017 | S | 100 | $0.59 | D | 89,800 | I | Abraham & Co. |
| Common Stock | Feb 24, 2017 | S | 3,000 | $0.56 | D | 86,800 | I | Abraham & Co. |
| Common Stock | Feb 27, 2017 | S | 1,113 | $0.51 | D | 85,687 | I | Abraham & Co. |
| Common Stock | Mar 21, 2017 | S | 5,502 | $0.54 | D | 80,185 | I | Abraham & Co. |
| Common Stock | Mar 19, 2017 | S | 25,000 | $0.50 | D | 55,185 | I | Abraham & Co. |
| Common StockF5 | Feb 16, 2017 | P | 56,818 | $0.44 | A | 112,003 | I | Abraham & Co. |
| Common StockF2 | holding | — | — | — | 2,467,021 | I | Caldera Partners | |
| Common StockF1 | holding | — | — | — | 25,281 | D | ||
| Common StockF3 | holding | — | — | — | 136,482 | I | Cog Assoc LP | |
| Common StockF4 | holding | — | — | — | 16,017 | I | Cog Intel LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1K.Abraham Direct Ownership
- F2K. abraham is the General Partner of Caldera Partners, L.P.
- F3K. Abraham is the General Partner of Cognitive Associates LP
- F4K. Abraham is the General Partner of Cognitive Intelligence L.P.
- F5Abraham & Co. is controlled by Kye Abraham