SEC Form 4 · accession 0000939798-15-000047
LKA GOLD Inc /DE/ · LKAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kye A. Abraham
Officer — CEO · Director · 10% Owner
Period of report
May 21, 2015
Accepted (ET)
Jul 9, 2015 · 2:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831355
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2015 | S | 750,000 | $0.40 | D | 281 | D | |
| Common StockF1,F2,F3 | May 21, 2015 | S | 250,000 | $0.40 | D | 2,967,021 | I | Caldera |
| Common StockF4,F5,F6 | May 28, 2015 | S | 500,000 | $0.40 | D | 2,467,021 | I | Caldera |
| Common StockF7 | holding | — | — | — | 176,328 | I | Abe & Co | |
| Common StockF8 | holding | — | — | — | 136,482 | I | Cog. Asso. | |
| Common StockF9 | holding | — | — | — | 16,017 | I | Cog. Int. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common shares sold by Caldera Partners Limited Partnership. Kye Abraham is the Managing Partner of the partnership.
- F2The number reported is the number of common shares beneficially owned through Caldera Partners Limited Partnership following the transaction.
- F3Kye Abraham is the indirect owner of common shares held by Caldera Partners Limited Partnership since he is the Managing Partner of the partnership.
- F4Common shares sold by Caldera Partners Limited Partnership. Kye Abraham is the Managing Partner of the partnership.
- F5The number reported is the number of common shares beneficially owned through Caldera Partners Limited Partnership following the transaction.
- F6Kye Abraham is the Managing Partner of Caldera Partners Limited Partnership.
- F7Abraham & Co. Inc. is controlled by Kye Abraham.
- F8Kye Abraham is the Managing Partner of Cognitive Assoc LP.
- F9Kye Abraham is the Managing Partner of Cognitive Intelligence LP.