SEC Form 4 · accession 0001246360-17-000502
FREEPORT-MCMORAN INC · FCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Donald Whitmire Jr.
Officer — VP & Controller Financial Rptg
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831259
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 7, 2017 | A | 10,000 | $0.00 | A | 63,276 | D | |
| Common StockF1 | holding | — | — | — | 1,897 | I | Through 401(k) Plan | |
| Common Stock | holding | — | — | — | 7,500 | I | By Spouse, through GRAT | |
| Common Stock | holding | — | — | — | 7,500 | I | Through GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F4 | $15.52 | Feb 7, 2017 | A | 45,000 | A | Feb 7, 2018 | Feb 7, 2027 | Common Stock | 45,000 | 45,000 | D |
Explanation of responses
- F1Based on plan statement as of December 31, 2016.
- F2Amount beneficially owned following the reported transaction includes 23,500 time vested Common Stock Restricted Stock Units.
- F3Represents a grant of time vested Common Stock Restricted Stock Units.
- F425% exercisable on the date indicated and 25% exercisable on each of the next three anniversaries thereof.