SEC Form 4 · accession 0001246360-15-003023
FREEPORT-MCMORAN INC · FCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Flores
Officer — Vice Chairman of the Board · Director
Period of report
Sep 4, 2015
Accepted (ET)
Sep 8, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831259
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Sep 4, 2015 | P | 700,000 | $9.701 | A | 2,086,041 | I | By Sable Management, L.P. |
| Common StockF4 | Sep 4, 2015 | P | 1,500,000 | $9.702 | A | 2,850,000 | I | Flores No. 2 Family Limited Partnership |
| Common StockF1 | holding | — | — | — | 4,332,934 | D | ||
| Common StockF2 | holding | — | — | — | 313 | I | By 401(k) plan | |
| Common Stock | holding | — | — | — | 1,550,458 | I | Flores Family Limited Partnership | |
| Common Stock | holding | — | — | — | 17,350 | I | OLF Partnership, L.P. | |
| Common Stock | holding | — | — | — | 20,000 | I | JCF Partnership, L.P. | |
| Common Stock | holding | — | — | — | 20,000 | I | Mer.FF Partnership, L.P. | |
| Common Stock | holding | — | — | — | 20,000 | I | Ala.GF Partnership, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 70,794 stock-settled restricted stock units.
- F2Based on plan statement as of December 31, 2014.
- F3The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $9.55 - $9.88. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
- F4The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $9.53 - $9.90. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.