SEC Form 4 · accession 0001181431-15-002741
FREEPORT-MCMORAN INC · FCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Moffett
Officer — Chairman of the Board · Director
Period of report
Feb 15, 2015
Accepted (ET)
Feb 18, 2015 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831259
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2015 | D | 21,400 | $0.00 | D | 385,598 | D | |
| Common Stock | Feb 15, 2015 | F | 36,114 | $20.29 | D | 349,484 | D | |
| Common StockF6 | Feb 15, 2015 | J | 49,484 | $0.00 | D | 300,000 | D | |
| Common Stock | Feb 15, 2015 | J | 49,484 | $0.00 | A | 2,027,559 | I | By LLC |
| Common StockF4 | holding | — | — | — | 7,552 | I | By Spouse | |
| Common StockF5 | holding | — | — | — | 63,219 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the forfeiture of a portion of the performance-based restricted stock unit award granted February 6, 2012, due to the failure to satisfy the performance condition.
- F2Shares withheld to cover the taxes due upon the vesting of 85,598 performance-based restricted stock units.
- F3These shares were transferred to Moffett Holdings, L.L.C. and are now reported as indirectly held by the Reporting Person.
- F4The Reporting Person disclaims beneficial ownership of these shares.
- F5Based on plan statement as of December 31, 2014.
- F6Represents performance-based restricted stock units.