SEC Form 4 · accession 0001209191-17-012276
CITIGROUP INC · C
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Corbat
Officer — Chief Executive Officer · Director
Period of report
Feb 16, 2017
Accepted (ET)
Feb 17, 2017 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831001
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2017 | A | 83,285 | $0.00 | A | 548,060 | D | |
| Common StockF2,F3 | Feb 16, 2017 | S | 13,350 | $60.03 | D | 534,710 | D | |
| Common StockF2,F4 | Feb 16, 2017 | S | 69,935 | $60.16 | D | 464,775 | D | |
| Common Stock | holding | — | — | — | 1,781 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.
- F2Represents shares the Reporting Person acquired prior to February 16, 2017.
- F3This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $60.00 to USD $60.08. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- F4This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $59.90 to USD $60.38. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.