SEC Form 4 · accession 0001209191-16-128189
MULTI FINELINE ELECTRONIX INC · MFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D Kampfer
Officer — EVP & Chief Financial Officer
Period of report
Jun 15, 2016
Accepted (ET)
Jun 16, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2016 | M | 12,000 | $0.00 | A | 12,000 | D | |
| Common Stock | Jun 15, 2016 | F | 6,250 | $23.31 | D | 5,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jun 15, 2016 | M | 12,000 | D | — | — | Common Stock | 12,000 | 24,000 | D |
Explanation of responses
- F1Acquired pursuant to the vesting of restricted stock units ("RSU"), with no exercise price, granted on June 15, 2015.
- F2Each RSU represents a contingent right to receive one share of MFLX common stock or the cash equivalent based on the date of vesting.
- F3RSUs vested on June 15, 2016.