SEC Form 4 · accession 0001209191-16-106632
MULTI FINELINE ELECTRONIX INC · MFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald K Schwanz
Director
Period of report
Mar 5, 2016
Accepted (ET)
Mar 7, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2016 | M | 4,536 | $0.00 | A | 37,314 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Mar 5, 2016 | M | 4,536 | D | — | — | Common Stock | 4,536 | 0 | D |
Explanation of responses
- F1Acquired pursuant to the vesting of Restricted Stock Units ("RSUs"), with no exercise price, granted on March 5, 2015.
- F2Each RSU represents a contingent right to receive one share of MFLX common stock or the cash equivalent based on the date of vesting.
- F3RSUs vested on March 5, 2016.